Risk and compliance - PDFSEARCH.IO - Document Search Engine

Risk and compliance
Results: 2018

#	Item
891	October 9, 2014 Ascendant Compliance Management is an independent consulting firm assisting Registered Investment Advisers and Broker-Dealers with regulatory compliance. Our firm has an IT Risk Assessment and Auditing fu Add to Reading List Source URL: csrc.nist.gov Language: English - Date: 2014-10-10 15:12:37 Business Data security Information Risk Management Risk analysis IT risk Regulatory compliance Enterprise risk management Financial Industry Regulatory Authority Financial adviser Computer security Risk Information technology management
892	Regulation and Risk as Data Management Drivers September 2014 Sponsored by: Add to Reading List Source URL: www.interactivedata-prd.com Language: English - Date: 2014-12-16 12:56:27 Systemic risk Financial markets Basel II Regulatory compliance Data governance Hedge fund Solvency II Directive Markets in Financial Instruments Directive Bank regulation Financial economics Finance Investment
893	AODA: Action Plan What to Expect Add to Reading List Source URL: newsarticle.museumsontario.com Language: English - Date: 2012-10-29 10:20:28 Urban design Occupational safety and health Regulatory compliance Risk Safety Environmental design Accessibility Ergonomics Transportation planning
894	STATE OF ALASKA COMPETENCY SPECIFICATION Occupational Group: LABOR, TRADES AND CRAFTS Occupational Family:Safety Inspection and Compliance Add to Reading List Source URL: d2jug8yyubo3yl.cloudfront.net Language: English - Date: 2014-09-26 18:51:57 Industrial hygiene Safety engineering Ethics Environmental social science Risk management Fire safety Elevator consultant Electrician Occupational hygiene Safety Risk Occupational safety and health
895	GUIDELINES FOR THE RISK MANAGEMENT LOSS PREVENTION PROGRAM SECTION 1: Purpose Add to Reading List Source URL: maine.gov Language: English - Date: 2014-11-17 12:02:55 Actuarial science Security Risk management Medical terms Emergency management Risk Program evaluation Preventive medicine Compliance and ethics program Ethics Medicine Management
896	A REPORT TO THE ARIZONA LEGISLATURE Financial Audit Division Add to Reading List Source URL: www.azauditor.gov Language: English - Date: 2014-11-21 12:06:18 Risk Single Audit United States Office of Management and Budget Government Accountability Office Audit Financial audit Compliance requirements Generally Accepted Auditing Standards Financial statement Accountancy Auditing Business
897	Enhancing Governance Through Internal Audit Activities Kaveh Rikhtegar, CPA, CA, CISA, CIA Director of Internal Audit Add to Reading List Source URL: chapters.theiia.org Language: English - Date: 2014-04-11 16:56:09 Business Internal audit Risk and compliance Audit committee Audit Chief audit executive Information technology audit process Auditing Accountancy Risk
898	Good regulatory practice and good international standards development practice Add to Reading List Source URL: www.irgc.org Language: English - Date: 2014-10-27 11:06:51 Standardization Regulatory compliance Army of the Guardians of the Islamic Revolution Technical standard Conformity assessment Knowledge Science International Risk Governance Council Standards Evaluation Organisation for Economic Co-operation and Development
899	Notification Letter: Risk Assessment of CSB’s Purchase Card Usage and Csb’s Compliance with The Improper Payments Legislation Add to Reading List Source URL: www.epa.gov Language: English - Date: 2014-11-07 10:38:15
900	IT Governance, Risk, and Compliance at Case Western Reserve University Add to Reading List Source URL: net.educause.edu Language: English - Date: 2014-08-05 09:16:38 Actuarial science Risk management Computer security Data security Chief information security officer Information security Governance risk management and compliance Environmental compliance Management Risk Security

UPDATE